partnership, Mark Gooding, His Majesty’s Ambassador to Thailand, said: “Financial services are a key driver of the modern economy. We are proud to take another step in our long-time partnership with SEC

another extension of 20 more days to allow time for the auditor to receive the document verificaiton from a thrid party. The SEC has therefore postponed the deadline to 28 March 2017. KC must also disclose

Kalayanamitr was also charged by the public prosecutor as another alleged offender in this case.

Bangkok, February 8, 2011 ? The Criminal Court has extended the freezing order against assets of Wichai Chaisathaporn for another 90 days from January 25, 2011. Earlier on May 27, 2010, the SEC filed

transfer fee in case of transfer to another fund of the same type under the same management within deadline. The waiver would not apply to the brokerage fee.The consultation paper is available at

decisions on the client's behalf for a period of time. {A} admitted that the client allowed her to make trading decision to adjust the transferred securities from another securities company and she kept

7,862,349.85 baht on {A} and another 1,808,083.06 baht on {B}.  

on another overseas exchange simultaneously or in proximate period, on the condition that equity trading volume on such oversea exchange is higher than that on the SET. In addition, the overseas

imposed fines on another principal and aiders or abettors of the RICH price manipulation scheme.The action of {A}, one of the principals in the RICH price manipulation scheme, was in violation of Sections

the Securities and Exchange Act B.E. 2535 (1992). As they agreed to enter the settlement procedure, the Settlement Committee therefore imposed a fine of 5,659,269 baht on Yongyuth and another 500,000