transactions. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out. Fails to pay the fine

for the year 2019 (Form 56-2, 2019) to the SEC within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender

, 2019) to the SEC within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of

year 2012 (Form 56-2, 2012) to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged

year 2012 (Form 56-2, 2012), and (5) the reviewed financial statements for Q1/2013 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged

the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations

-month period ended June 30, 2016 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the

within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out

Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license

Mr. Fredrick Ian McIntyre Mr. Fredrick Ian McIntyre colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in