-meeting’s agenda contains matters for consideration as follows:             Agenda item 1: Exemption of an event of default under the terms and conditions of the bonds for the bond issuer’s failure to

SEC Thailand has proactively taken part in this annual event for the sixth consecutive year. This year’s activities will be launched under the theme, “Investor Resilience” or “How Can Investors Make

renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international

act that results in widespread damage, either under Thai or foreign laws; (3) being currently subject to a criminal complaint or legal prosecution for an offense concerning property by a relevant agency

Operator Instruction 1. An applicant for registration to be a general derivatives business operator shall specify the detail only in Part I and Part III. 2. A juristic person established under foreign law

under foreign law who applies for registration to be a derivatives business operator in the category of derivatives dealer shall specify the detail only in Part II and Part III. (Translation) Date

Market ______________________ Clause 15 The auditor in the capital market shall not possess any of the following prohibited characteristics: (1) being put under receivership by the court’s order or being

Public. Clause 5 An applicant who submits an application for approval under Clause 4 shall be granted an approval by the SEC Office only when the following conditions have been satisfied: (1) being a

public limited company established under the Thai law; (2) being a juristic person established under a specific law; (3) being a branch of a foreign commercial bank which is licensed to undertake

: “general investor” means any investor other than institutional or high net worth investor. “institutional investor” means an institutional investor under the Notification of the Securities and Exchange