Experiment and Develop Innovation In Support of Service Provision Related to Capital Market _____________________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the
on dispute resolution by an arbitrator on the SEC Office’s list shall come into force as from 1 January 2016; (2) Clause 17, which relates to arrangement of agreement with clients on provision of
provision under Paragraph 1 shall not apply to the offering of bonds in the name of a foreign government. 2. the applicant shall not be in any following processes unless the exemption is granted by the SEC
; (2) Provision of services exempted from application for a license to operate securities / derivatives business; (3) Activities without requirement for a license / registration for operating
Bangkok, 20 October 2016 ? The SEC is seeking public comments on the draft rules governing provision of investment services on capital market products denominated in foreign currency to promote a
Office shall consider the application in accordance with the following criteria and period of time, except for the application for approval of offer for sale of convertible bonds, a provision on Paragraph
?SECID=8285 SEC public warning of solicitation for investment in digital assets to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum
warning of solicitation for investment in digital assets to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum Coin or ORT Coin(3