The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.
suppressing unlicensed digital asset businesses, while protecting users from lack of legal protection and mitigating risks of scams and money laundering.” Earlier, the SEC issued a public warning regarding
enhance their entire value chains. The UN Women’s guidance and tools will empower listed companies to make tangible progresses in advancing gender equality and to provide clearer disclosure of their
, said: “Thailand’s capital market has been advancing on the ESG front with the promotion of ESG disclosure and reporting. Investment analysts are playing the next vital role by integrating ESG-related
fund management to create tangible positive impacts. The SEC believes that a strong “Tone from the Top” from the Board of Directors and senior management of AMCs will be key to advancing this agenda
play vital roles in advancing sustainability, ethical practices, and social responsibility. The Certificate in ESG Investing is aligned with the global standards and best practices of ESG investing
SEC Deputy Secretary-General Tipsuda Thavaramara said: "Capital market and financial technology are advancing fast, pushing securities businesses to increasingly diversify their operation and
WEPs. The initiative is an important instrument for advancing gender equality in listed companies and their value chains. We are pleased to see that each year, more listed companies sign up to the
public warning of solicitation for investment in digital assets to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum Coin or ORT Coin