) providing analysis, advice or planning of investment for clients. Clause 5 Personnel in the capital market business performing functions under Clause 4(1) are persons holding the following positions
Analysis Report of the Financial Positions and Result of Business Operations. To : President of The Stock Exchange of Thailand The Explanation and Analysis Report of the Financial Positions and Result of
Analysis Report of the Financial Positions and Result of Business Operations. (Revise) To : President of The Stock Exchange of Thailand The Explanation and Analysis Report of the Financial Positions and
Explanation and Analysis Report of the Financial Positions and Result of Business Operations To : President of The Stock Exchange of Thailand The Explanation and Analysis Report of the Financial Positions and
positions in a company whose license is denied or revoked, or whose license application is withdrawn, or whose record shows participation in or support of wrongdoings of companies liable to operate a
untrustworthy characteristics as director and executive of securities issuing company and listed company. As a result, they are not allowed to hold the positions of director and executive of any company whose
. As a result, they are not allowed to hold the positions of director and executive of any company whose securities are listed on the Stock Exchange, as from the date of being imposed with the criminal
investigation expenses, at the amounts of 7,801,494.66 baht, 1,105,225.66 baht and 24,266,517.16 baht, respectively. In addition, Apichart, Eng and Supanee would be prohibited from holding the positions of
obtained by virtue of their positions to sell shares and warrants of Unique Mining Services Plc. (UMS) and also imposed a fine on Patra Chalermsaphayakorn as an aider. The Settlement Committee imposed a
their directorship and executive positions by the provision of the SEA.In any case, the filing of a criminal complaint commences the criminal justice administration; whereby the court will judge the case