Qualified Persons Acting As Fund Supervisors of Mutual Funds (No. 2). *** Ultra-High Net Worth (UHNW) Investor Funds refer to (1) mutual funds for institutional investors or ultra-high net worth investors
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: Registration of Persons Qualified to be a Mutual Fund Supervisors (No.2) dated 09/03/2004. This is added by the Notification No. OrNor. 4/2547 Re: Registration of Persons Qualified to be Mutual Fund Supervisors
/2547 Re: Registration of Persons Qualified to be a Mutual Fund Supervisors (No.2) dated 09/03/2004. (Translation) 6 to the new fund supervisor appointed by the management company prior to the expiry date
supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand We would like to bring your attention to
supervisors approved by the Office which can be accessed and inspected by the public; (4) “tender offer preparer” means a person who prepares a tender offer for acquisition of securities for business takeovers
brokerage, securities dealing or underwriting of investment units All mutual fund supervisors No. SEC. Nor Jor. (Wor) 1/2564 Re: Mutual Recognition of Funds between Hong Kong Special Administrative Region of
agents (natural persons); 4. Financial advisors, marketing agents of private funds/credit rating agencies for mutual funds; 5. Supervisors, custodians, marketing agents of private funds/credit rating