SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in order to increase opportunities for, and facilitate, investors to access information of products in ASEAN capital market, and to complement an initiative of ASEAN Capital Markets Forum (ACMF) which aims to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules...
Application "BNVestpro","BNVest" and Line "BNP" is not affiliated with any businesses licensed or regulated by the SEC Thailand. : Unlicensed securities and derivatives business (Disclosure Date : 30
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case of REITs and Infra Trusts, a trustee must notify the trust manager of their resignation not less than 90 days in advance. The trust manager must notify the public by Electronic Company
and submit the findings and views to public prosecutor who has authority to prosecute the case against the offenders. The consideration of whether person is guilty or not is thereafter vested on the
ก.ล.ต. เปิดรับฟังความคิดเห็นร่างประกาศเกี่ยวกับการดำรงเงินกองทุนของ บลจ. ที่จัดการกองทุนรวมอสังหาริมทรัพย์และโครงสร้างพื้นฐาน ผู้จัดการกองทรัสต์ หรือทรัสตี
following qualifications: (1) Have the complete qualifications and registered as qualified person for being fund supervisor as specified by the Notification of the Office; (2) Do not hold shares of the
qualifications: (1) Have the complete qualifications and registered as qualified person for being fund supervisor as specified by the Notification of the Office; (2) Do not hold shares of the management company
registration as a qualified fund supervisor, not have records of commission of offense under the laws governing the business operation of such persons, the laws governing anti-money laundering or any other laws