possesses the prohibited characteristics as prescribed under this Notification, or such person is not suitable to be the service provider, the SEC Office shall [i] notify the intermediary to amend, act or
Writing Not to Take a Suitability Test. Clause 31 In cases where the results of the suitability test under Clause 30 appear that a certain risky or complex capital market product may not be suitable for the
the results of the suitability test under Clause 30 appear that a certain risky or complex capital market product may not be suitable for 6 The law on derivatives means the Derivatives Act B.E. 2546
terms have been agreed, immediately notify SET and then 21 days of notifying SET, send a notice to all shareholders. Calculation of transaction size The size of this transaction was calculated under the
Guidelines on the Consideration of Definition “Company” under Section 89/1
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
economic activities, which is consistent with those of the international while remains suitable under Thailand’s context. Furthermore, Thailand Taxonomy is also developed to be utilized as a key mechanism to
-friendly economic activities, which is consistent with those of the international while remains suitable under Thailand’s context. Furthermore, Thailand Taxonomy is also developed to be utilized as a key
to biodiversity that can serve as a foundation for assessing the operational risk to nature. Among them, the TNFD framework stand out as a suitable starting point.The Task Force on Nature-Related