Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
operation for deficiencies in providing financial advisory services to the initial public offering (IPO) of a company, and deficiencies in performing duties as independent financial advisor (IFA) of another
expectations in terms of social responsibility and environment.In view of this, the board of directors, as the governance body, should ensure that the company has in place a mechanism to govern decision-making
. As a result, they are not allowed to hold the positions of director and executive of any company whose securities are listed on the Stock Exchange, as from the date of being imposed with the criminal
/Pages/News_Detail.aspx?SECID=6920&NewsNo=104&NewsYear=2017&Lang=EN ** The Stock Exchange of Thailand (SET) delisted the ordinary shares of International Engineering Public Company Limited (IEC) on 10
Bangkok, 20 April 2017 ? The SEC has filed a criminal complaint against former directors and executives of Triton Holding Public Company Limited (TRITN) (previously named Live Incorporation Public
. Additionally, RS will purchase existing GIFT shares from a major shareholder by the name Mr. Surachai Chetchotisak and a company related to him, which will result in RS holding 49.99 percent of GIFT shares.The
Charoenmairungrueang, Sustainability Associate Director, a representative from CP Axtra Public Company Limited, shared their experiences regarding HRDD policies and implementation in business. The event took place on 15
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and
). Laid out as a three-year plan, the Initiative has already led to further collaboration between the SEC and nine organizations* in establishing the Thailand Responsible Business Network (TRBN), which