Public Hearing System :: สำนักงานคณะกรรมกำกับหลักทรัพย์และตลาดหลักทรัพย์ แบบสำรวจความคิดเห็น Hearing Home การสนับสนุนให้เกิดผู้ให้คำแนะนำการลงทุนที่เป็นอิสระ (independent investment advisor
ซื้อขายหน่วยลงทุนที่เป็นอิสระ (independent LBDU) หลักการและเหตุผล การปรับปรุงอัตราค่าธรรมเนียมการประกอบธุรกิจสำหรับ LBDU ที่สามารถแสดงได้ว่ามีความเป็นอิสระในการให้คำแนะนำและเสนอขายหน่วยลงทุน เพื่อ
statements. The request was made on the ground that the independent financial advisor is in process of exploring and gathering documents and evidence as well as more information from overseas authorities for
balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with
on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without
Bangkok, June 10, 2016 ? The SEC is seeking public comments on the proposed amendment to the rules governing disclosure of information in the Annual Registration Statement (Form 56-1), specifically
in the capital market. Under the draft regulation, business operators in the capital market will be required to set up independent compliance unit with sufficient personnel while head of compliance
SUPER were of opinion that the acquisition price and transaction were appropriate and beneficial to the company. Nonetheless, independent financial adviser ("IFA") viewed that the acquisition price
Socatiyanurak, SEC Secretary-General said that ?The SEC Board approved the amendments to regulations governing REIT trustees to allow more participation in transactions with REITs, providing that they must be
Bangkok, July 24, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved the amendment to regulations governing establishment and management of