瀀 猀琀礀氀攀㴀∀琀攀砀琀ⴀ愀氀椀最渀㨀氀攀昀琀㬀∀㸀⠀㈀⤀ 숀 การคัดเลือกผลิตภัณฑ์และการจัดกลุ่มลูกค้า (Product Selection and Client Segmentation) (3) ꃂĀ㈎⌎⨎㜎䠎ⴎ⨎㈎⌎䄎┎『Ď㈎⌎䌎⬎䤎Ў✎㈎ℎ⌎㤎䤎䄎Ď䠎ЎᤎȎ㈎∎‎⠀䌀漀

4 To select credit rating information under 18/2, securities company shall comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and

comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information

comply with the following rules: (1) shall make consideration of credit rating information selection with responsibility and caution (fiduciary duties) and shall not make credit rating information

ทดสอบผลิตภัณฑ์กองทุนรวม (Product Testing) 10 ด้านท่ี 3 การคัดเลือกตัวกลางในการเสนอขายหน่วยลงทุน และการสื่อสารข้อมูลเกี่ยวกับผลิตภัณฑ์กองทุนรวม (Distributor Selection and Communication) 11 3.1 การคัดเลือก

same proportion in the investment value of secure loan and unsecure loan. The Company selection to purchase non-performing loans mainly considered the return on investment to create profits to

ว้เห็นว่า เหมาะสม และ เป็นธรรม (product screening and selection) 2. จดัให ้มีการเปิดเผยขอ้มูลแก่ผูล้งท ุนอย่างเพ ียงพอ โดยอาจมีเคร่ืองมือหรือ ส่ือประกอบการอธิบายหุ้นกูด้อ้ยสิทธิคลา้ยทุนเพื่อช่วยให้บุ

operation; risk management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties and internal control measures to

operation; risk management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties and internal control measures to

operation; risk management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties and internal control measures to