Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended {A} from his duty as the approved securities investment consultant for a month and 10 days
operation of Innotech Asset Management (or “Innotech” formerly known as “Solaris Asset Management”), a subsidiary. Innotech is currently on process of preparing personnel and operating system to reactivate
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This signing organized by the Department of Women's Affairs and Family Development, Ministry of Social Development and Human Security (MSDHS), has Mr. Jurin Laksanawisit, Deputy Prime Minister and
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
ภาคผนวก 3 : การรักษาความมั่นคงปลอดภัยด้านเทคโนโลยีสารสนเทศ (Information Technology Security) (แนบท้ายประกาศที่ สธ. 38/2565)
Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel
credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such