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Customer (KYC) were inconsistent with the SEC's acceptable standards, while the sufficiency of their IT security and cyber security systems could not be verified.In addition, as a result of the application
Application Form for Approval of the Offering for Sale of Newly Issued Shares and Procedures for Filing of Application (No. 2)
Ladkrabang), (7) the ASEAN Chief Information Officer Association (ACIOA), (8) the Thailand Information Security Association (TISA), and (9) the Information Systems Audit and Control Association – Bangkok
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)
Re: Application and Approval for Offer for Sale of Structured Notes
Re : Application for and Approval of Offer for Sale of Newly Issued Debt Securities
Application for Approval and Granting of Approval for Offering of Newly Issued Shares
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries