Printable Format - Laws and Regulations Securities Brokerage Business |- Licensing / Registered Capital / Fees | - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating

enhance cooperation in information sharing and expand opportunities for cross-border capital market activities.The MOU aims to strengthen relationship and promote collaboration between the two organizations

management and system development to support the work of sales channels in the future by hiring International Commercial Coordination Co., Ltd., who is a connected party to be responsible for sales management

Commercial Coordination Co., Ltd., who is a connected party to be responsible for sales management and system development for the company. The details on above transaction assignment were as follows : (1

Printable Format - Laws and Regulations Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major

Printable Format - Laws and Regulations Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter    Bond Dealer and Underwriter |- Fees (section 14 and 19

, utilize Open Data for user benefits, integrate ESG aspects into intermediary businesses for analysis and investor recommendations, and support responsible business operations. Additionally, coordination

Printable Format - Laws and Regulations Derivatives Dealer |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS

digital asset exchanges through close collaboration with relevant parties. The reporting and disclosure deadlines have been extended for regulated business operators, listed companies, and securities

Shareholders Fund Manager Mutual Fund Supervisors Custodians Auditors Business Engagement Business Engagement Business Engagement Fees (section 14 and 19) Major Shareholders (section 90 and 91) Branch Office