Shareholders Fund Manager Mutual Fund Supervisors Custodians Auditors Business Engagement Business Engagement Business Engagement Fees (section 14 and 19) Major Shareholders (section 90 and 91) Branch Office

Printable Format - Laws and Regulations Derivatives Agent |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating

Printable Format - Laws and Regulations TSFC/IDB |- Securities Financing (section 4)   

Guidelines on the Consideration of Definition “Company” under Section 89/1

Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel

MR. PASU WACHIRAPONG - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 in conjunction with Section 83 of the Penal Code Civil Action

MR. AKARAT VANARAT - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 in conjunction with 244/5 in conjunction with Section 83 of the Penal Code Civil Action

MR. NATTHAWAT PIBOONTHANAAMORN - for more details please see SEC news No. SEC Act (the fifth amendment) Section 244/3 (1)(2) in conjunction with Section 315 Civil Action Dated 00/00/0000

aims to promote ASEAN capital markets as a driving force for sustainable development and an investment destination recognized by global investors in line with the concept of Advancing Partnership

Mr. Wasan Kiewkao Mr. Wasan Kiewkao conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives