shoulders higher costs for issuers, especially expenses for external review, compared with regular debt instruments.The consultation paper is available at https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID
addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits
, regular review of documents and evidence on one?s own investment portfolios sent from the responsible intermediaries is another way to protect one?s own assets.? ______________________ *Clause 20(1) of
professionals and also strictly perform the audit oversight on a regular basis and in line with international standards.
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts
fee payment shall automatically be reimbursed to service users on a pro-rata basis in case of service termination by service users and fee for issuance of card or PIN replacement shall not be collected
treatment system; including operate clinical business which dialysis services for kidney patients who receive replacement therapy with dialysis by dialysis machinery (Dialysis Center) and distribution of
Capital Market Business . Clause 5 In case an independent director dies, resigns or vacates from the position, an intermediary shall proceed to have a new one for the replacement within 90 days as from the
in the Capital Market Business. Clause 5 In case an independent director dies, resigns or vacates from the position, an intermediary shall proceed to have a new one for the replacement within 90 days
independent director dies, resigns or vacates from the position, an intermediary shall proceed to have a new one for the replacement within 90 days as from the date when such event has occurred unless the SEC