additional courses must consist of at least six [6] hours’ study on derivatives business knowledge. (Translation) 5 (2) submit to the Office the renewal application, at least one month but not exceeding four
; (2) Determining the approval application fee for an appraisal company to be 50,000 baht and for a lead appraiser to be 10,000 baht per 5 years, instead of per 2 years at present, resulting in
probed into the case and found conversation in the LINE Application that {A} traded securities for herself through the client's securities trading account. During a certain period of time, she made a
into the case and found conversation in the LINE Application that {A} traded securities for herself through the client?s securities trading account. During a certain period of time, she made a number of
selling unit-linked life insurance policy approved by the Office. Chapter 1/1 Renewal for Approval ___________________ Clause 8/1. In renewal for approval, the applicant shall submit renewal application, at
be repealed. Clause 2. In applying for approval and renewal of private fund custodian, an applicant shall submit an application in accordance with Form 135-1 together with supporting documents as
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(Unofficial Translation) 1 Licensing Manual: Application for Approval of Capital Market Auditor Authority: the Office of the Securities and Exchange Commission (public agency) Rules, procedures and
from the calendar year obtained an approval from the Office; (2) submit to the Office a renewal application at least thirty days prior to the expiry date of the approval in the form and procedure