Application for Approval and Granting of Approval for Offering of Newly Issued Shares

Rules on Application for Approval and Granting of Approval to Undertake Trust Business

financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator

done with those receiving a license to provide securities trading through the ETP or those receiving approval to participate in the ETP Regulatory Sandbox scheme. This is because the ETP service

director or general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for

general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for undertaking 2

Approval for Undertaking of Derivatives Business (No. 2)

Approval for Undertaking of Derivatives Business (No. 3)

The Approval of Personnel in the Capital Market Business

Re: Rules, Conditions and Procedures for Approval of Securitization Projects