take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
investment consultant for a period of five months, effective from February 16, 2013In case of {B}, the SEC received a report from Finansia Syrus Securities Plc., that he had been authorized by his client to
TFEX?s officers and executives at all levels to seek an immediate clarification. The SEC received a preliminary explanation on the cause and later detail explanation and improvement measures. The SEC met
... TRANSLATED VERSION As of April 28, 2011 4 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
TRANSLATED VERSION As of April 28, 2011 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
... (UNOFFICIAL TRANSLATION) Codified up to No. 2 As of 6 August 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
electronic submission of information to the SEC Office’s Electronic System in accordance with the Standard Procedures through Company Account which we have received from the SEC Office, and when the authorized
Microsoft Word - SorKhorNor 7-51_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference