The SEC has collaborated with the DGA to integrate the SEC Check First, a mobile application for searching service providers in the capital market under the SEC’s supervision, including products
to check if they are ready before making an investment decision as to whether they understand digital assets, understand the right to be received from digital assets, and understand and accept the
domestically and internationally.This year, the SEC has received cooperation from 25 business operators participating in the “Public Empowerment through Capital Market Knowledge Initiative,” to provide financial
accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Prasian, Sirikorn, Somchai and Somchit allowed the co-principals to use their trading accounts for
normal market conditions by, for example, manipulating the share price, alternating selling orders for profit during the day, and controlling bid orders to manipulate the closing price; The second
deposit account which needed to be marked to market at the end of each quarter. We received payment from some customer in USD. - Profit for the period dropped 52% from 41.6 mil. baht to 20.1 mil. baht
The SEC has received, from the referral of Stock Exchange of Thailand (SET), the case presumed to be price manipulation of MORE shares. In addition, the ECD has received, together with related
in big volumes. Such trading manipulation took place during 10-27 September 2013, causing YCI price and trading volume to be inconsistent with the normal market condition. The wrongdoing was assisted
which the transaction size as basis no.2, the calculation based on total value of consideration paid or received according to the Notification of the Capital Market Supervisory Board No. Tor.Jor. 20/2551
than what the customer could tolerate.In the case of {B}, who was a securities investment consultant at Thanachart Bank Public Company Limited (TBANK) at the time of misconduct, the SEC received a