) has therefore resolved to impose civil sanctions** on the two offenders, comprising civil penalties, compensations in the amount equal to the benefit received or that would have been received
offenders, comprising civil penalties, compensations in the amount equal to the benefit received or would have been received, reimbursements of investigative expenses incurred by the SEC, and a bar from
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives
a crime. The SEC has drafted relevant regulations by taking into consideration the comments and recommendations received from business operators and the general public concerning the aforementioned
involved in the transaction to acquire the land in order to construct and to launch the New project of Wattanapat Samui Hospital In this regards, it is entering into the asset acquisition in accordance with
shareholders attending the meeting and having the right to vote, excluding the votes casted by shareholders having an interest in the matter from the calculation base, and the Company is also required to obtain
matters including inability to obtain certification from the company’s management regarding responsibility for the financial statement preparation, inability to audit operating system manual in petroleum
The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors
Division of the Royal Thai Police on account of offering securities for sale to the public without approval.According to the received information and the SEC?s further inspection on public solicitation for
satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various matters including inability to obtain certification from the company?s management regarding