. “Institutional investor” means: (1) Commercial Banks; (2) Financial companies; (3) Securities companies which purchase investment units for proprietary trading, managing for private funds, or for management of

Banks; (2) Financial companies; (3) Securities companies which purchase investment units for proprietary trading, managing for private funds, or for management of investment schemes established under the

in full; (2) provision that the unitholders who express their intention to purchase or invest in the investment units of this mutual fund, regardless of which phase, shall be deemed to have accepted

remuneration, tax penalty, and accounts receivable previously recorded as stock under consignment in 2011 and subsequently re-arranged to sale transactions in 2012. The SEC, therefore, has instructed TUCC to

November 11, 2014 Charin, then PAP independent director, arranged a sale of 147,000 PAP shares in which he had a stake held in the trading account of another person. In so doing, he took advantage of the non

subsequently re-arranged to sale transactions in 2012.The SEC, therefore, has instructed TUCC to cooperate with the auditor to supply all necessary information and evidence and to rectify the financial

consignment in 2011 and subsequently re-arranged to sale transactions in 2012. Subsequently, TUCC requested an extension of the above  deadline for submitting the rectified and reviewed financial statements of

against RAM documents arranged for RAM by arranging for RAM to sell its acquired shares of Kiatnakin Bank Public Company Limited (“KKP”) to his related persons at a price significantly lower than the market

Mr. Bhusana Premanode In February 2016, Mr. Bhusana Premanode jointly with Mr. Chanchai Khemvichien arranged or allowed preparation of International Engineering Public Company Limited (IEC)'s

Mr. Chanchai Khemvichien Mr. Chanchai Khemvichien jointly with Mr. Bhusana Premanode arranged or allowed preparation of International Engineering Public Company Limited (IEC)'s accounting