;   (2)  Provision of services exempted from application for a license to operate securities / derivatives business;    (3)  Activities without requirement for a license / registration for operating

Bangkok, 20 October 2016 ? The SEC is seeking public comments on the draft rules governing provision of investment services on capital market products denominated in foreign currency to promote a

according to the procedures specified in Clause 13 of the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or filled up at the

แบบแสดงราการข้อมูลประจำปี (UNOFFICIAL TRANSLATION) (Updated 2015) PAGE 5. Submission Letter of Evidentiary Documentation of Audit Firm Date ........ Month ............. Year.......... To: Secretary

แบบแสดงราการข้อมูลประจำปี (UNOFFICIAL TRANSLATION) (Updated 2015) 5. Submission Letter of Evidentiary Documentation of Audit Firm Date ........ Month ............. Year.......... To: Secretary

Transactions in Capital Market B.E. 2550 (2007) . I hereby attach the following evidentiary documentation in support of my application: (1) Certification of the applicant; (2) Personal record and details of the

Transactions in Capital Market B.E. 2550 (2007). I hereby attach the following evidentiary documentation in support of my application: (1) Certification of the applicant; (2) Personal record and details of the

financial statements for the same period of the year 2016, DCORP’s net loss increased by Baht 92.30 million. This was mainly due to setting a provision and amortization of Baht 42.73 million for cancelling

application fee to the SEC Office when the application form and the complete set of supporting evidentiary documentation are accurate and complete in accordance with the Licensing Manual for the Public at the

application, together with evidentiary documentation as specified on website of the SEC Office, to the SEC Office. In case of submitting an application to be the appraisal company in capital market for the