increasing the speed and caution for the enforcement process as well as promoting cooperation for human resources development, sharing of knowledge and technological know-how to ensure justice in the

procedure have been revised whereby the SET members shall elect not more than four persons and the SEC shall appoint not more than six persons from the list proposed by juristic persons or groups of persons

short-term debentures issued by financial institutions and companies are waived from registration with the Thai Bond Market Association. Other relevant rules are under revision process and will be

while B/E and short-term debentures issued by financial institutions and companies are waived from registration with the Thai Bond Market Association. Other relevant rules are under revision process and

while B/E and short-term debentures issued by financial institutions and companies are waived from registration with the Thai Bond Market Association. Other relevant rules are under revision process and

interest to REIT, REIT manager shall identify measures to prevent conflict of interest, and explain whether REIT manager has implemented such procedure and how; (5) in the case where REIT invests in a real

with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the

by a management company 1.1 There should be a procedure for account opening and entering into a contract with a client. Such procedure should have adequate process to identify and verify client’s true

capital market products which are over-the-counter derivatives. Clause 5/3 4 An intermediary shall ensure that the method and procedure for communicating with and providing services to clients have included

capital market products which are over-the-counter derivatives. Clause 5/34 An intermediary shall ensure that the method and procedure for communicating with and providing services to clients have included