securities and the changes to such holdings (Form 59) within 9 September 2021. However, Mr. Tradsin prepared and disclosed the report (Form 59) to the SEC office on 10 September 2021 which is later than the
prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the
, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee
Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the
compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. On
compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. On
Group Lease Public Company Limited Group Lease Public Company Limited, a securities issuer, prepared and submitted the inaccurate audited financial statements for the year 2020 and the management
securities and the changes to such holdings (Form 59) within 14 September 2021 and 30 August 2024 respectively. However, Mr. Chone prepared and disclosed the report (Form 59) to the SEC office on 4 April 2022
September 22, 2023. However, Mr. Wang prepared and disclosed the report (Form 59) to the SEC office on September 3, 2021 and September 29, 2023, which means Mr. Wang failed to prepare and disclose the report
to such holdings (Form 59 REIT/IFT) within December 14, 2021 and January 4, 2024. However, Mr. Anuwat prepared and disclosed the report (Form 59 REIT/IFT) to the SEC office on December 20, 2021 and