no permission from the SEC. There were lots of victim falling into such pitfalls these days. The SEC has issued investor alerts in this matter and further placed emphasis the need for the public to
launch of the new set of Principles by OECD at this Asian Roundtable in Bangkok. Capital market regulators in Asia have continuously placed importance on the implementation of OECD Principles to reinforce
set at 8 baht per share is suitable because it was determined when AJP entered the MOUs with U Best and Media Agency on June 16, 2014. According to IFA report, under the MOUs, AJP placed cash collateral
sentence for a period of 2 years. The defendant shall be placed on probation, and was required to report to a probation officer four times within a period of one year, as scheduled by the probation officer
the bills issued by a company at the full amount not yet redeemed*. The SEC is therefore proposing to amend the regulations concerning offering for sale of bills. The key points of the proposed
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
fundraising opportunities. The SEC is therefore proposing to revise the definition of high net worth investor of infrastructure funds and infrastructure trusts as well from an individual who subscribes
compromise business opportunities.The SEC is therefore proposing to amend the IPO regulations by clarifying the issuer’s qualification of non-involvement in an illegal business to ensure clarity and
The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with
-yield bond issuers to have liquidity to support business continuity. Now, the SEC is proposing to issue regulations on establishment and management of distressed bond funds to support the high-yield bond