Bangkok, November 19, 2014 - The SEC organized ?5th SEC Working Papers Forum?, presented two research papers addressing ?Behavioral Finance and Regulations Who won and Who lost?? The studies found
The Passport is intended to provide significant benefits to investors through more fund choice, while maintaining effective legal and regulatory arrangement for investor protection. It is also
needs. As such, intended outcomes from the supervision and development of the Thai capital market will be achieved. Rapee Sucharitakul, SEC Secretary-General said that the SEC Board has approved the
operators. The proposed amendments are intended to facilitate monitoring and supervising the risk management of businesses, including systemic risk, ensure a fair and orderly market, to protect investors
money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered
notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide clear and sufficient information for investors without
February 26, 2014, reasoning that she intended to take profit for the client by selling out when the price increased and buying back when the price declined. Making trading decisions of securities in the
November 2nd, 2021, while he knew or possessed inside information concerning a share purchase deal that SCB Securities Company Limited intended to purchase 51% of the total shares of Bitkub Online Company
intended to create a false impression in the market about the securities' prices or trading volumes. 18/02/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as
regulations which will take effect in 2020, especially the Thai Financial Reporting Standards (TFRS9), and capital requirements, as well as other additional measures intended to mitigate the household debt