technology to private fund management in analysis, selection and screening of securities trading signals, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory

another person to be outsource in analysis and investment decision, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.133 paragraph 2

of the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(3)(4

process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S

notification of the Capital Market Supervisory Board. Mr. Worawoot Ounjai later filed the report (Form 59-2) to the SEC Office on 20 August 2024. SEC Act S.59 Settlement Committee Meeting No. 7/2024

the report (Form 59-2) to the SEC office on January 27, 2020 which means Mr. Chansak failed to prepare and disclose the report within the period specified in the notification of the Capital Market

Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 77/2024 Dated 26/09/2024

(Form 59-2) to the SEC office on August 17, 2020 which means Mr. Arunphun failed to prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board

report (Form 59-2) to the SEC office on November 26, 2019 which means Mr. Santisuk failed to prepare and disclose the report within the period specified in the notification of the Capital Market

of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 73/2024 Dated 26/09/2024