of the Office of the Securities and Exchange Commission No. SorThor/Nor. 19/2550 Re: Application Form for Approval of Agricultural Futures Trading Business by Operators of Derivatives Business
Exchange Commission No. SorThor/Nor. 19/2550 Re: Application Form for Approval of Agricultural Futures Trading Business by Operators of Derivatives Business _____________ By virtue of the second paragraph of
the business?s revenue or expenses to reflect the operational risk better that flat rate requirements. The consultation paper is available until January 27, 2014. The consultation paper is available on
of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
business continuity management (2) Division 2 Board of directors and senior management responsibility (3) Division 3 Impacts of emergency incidents which may cause major operational disruptions (4) Division
emergency incident, as well as analyse a business impact and assess damages from major operational disruptions, so that companies are able to set a priority of works and allocate its resources for business
Yooyuen, SEC Deputy Secretary-General and Spokesperson, recapped updates on key operational matters. These included the publication of the clarifying statement regarding channels and scope of services for
SDG Impact Standards, Class 1/2024.” The training aimed to educate participants about the Sustainable Development Goals (SDGs) and the importance of sustainability in business operations, including SDGs
In accordance with SEC Strategic Plan 2020-2022 by which, one of the goals of SEC is to ensure the competitiveness of business operators in the capital market. At the Capital Market Supervisory