Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Our Ref: APURE 017/2022 13 May 2022 Subject Clarification on First Quarter’s Operating Performance (1/2022) Attn. To The Director and President of the Stock Exchange of Thailand The company clarifies
operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval
Our Ref: APURE 022/2022 15 August 2022 Subject Clarification on Second Quarter’s Operating Performance (2/2022) Attn. To President The Stock Exchange of Thailand The company clarifies causes and
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
หนังสือแต่งตั้งเจ้าหน้าที่ปฏิบัติการ (operating officer) ในการส่งข้อมูลเกี่ยวกับการเสนอขายหลักทรัพย์ผ่านระบบคราวด์ฟันดิง
draft regulation on such technology for customer communication and service regarding securities business and futures contracts. The draft regulations would be imposed on both new and presently operating
(Translation) UAC.CS/016/2018 August 14, 2018 Subject: Explanation of the operating results for the second quarter period ended June 30, 2018 To: President The Stock Exchange of Thailand Attachment