Microsoft Word - Eng-SET Q4-19 audited Final Ref: FASET 01/2020 February 24, 2020 Subject: Report the operating result for the year ended December 31, 2019 To: President of the Stock Exchange of

Section 113 Securities and Exchange Act B.E. 2535 Section 113. In operating the business of securities brokerage in the Securities Exchange for listed securities, a securities company shall operate

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operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring

November 28, 2005 No. 14/2019 13 November 2019 President The Stock Exchange of Thailand 93 Ratchadapisek Road, Kwang Dindaeng, Khet Dindaeng, Bangkok 10400 Subject : Clarification of the operating

Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the SEC Office hereby issues this Notification, as follows

Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the SEC Office hereby issues this Notification, as follows

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ที่ กบร No. Kor Bor Ror. 023/2017 August 15, 2016 President The Stock Exchange of Thailand Re : Clarification on the company’s over 20% change in its operating results for 2nd quarter, 2017 Dear Sir