"#$&P*bML.'&P*")'"" (multiple third-party) .' 3) systematic internaliser bK$̀#$?#)'#+")M investment firm +]KL+M$ offset "'P* portfolio ?# #()*.%#$. ) % trading venues bK$#()* traditional exchange
excluded from the total liabilities in the calculation of net capital, only the portion not exceeding the shareholders’ equity, for up to one year from the effective date of the amendments. This is to
The webinar ‘Managing Climate-related Risks and Opportunities in Equity Analysis and Investment’ held on 23rd November 2023 was co-organized by the Securities and Exchange Commission (SEC), CFA
not only play an important role in promoting the sustainable quality of the listed companies’ financial reports but also help to reinforce fraud prevention. Over the years, the SEC has collaborated
The objective of the project, which is organized for the second year in continuation from 2022, is to give financial support for development of necessary knowledge and skills for women, who have
system. However, their listed company clients accounted for only 10 percent of the total market capitalization. At engagement levels, significant deficiencies were such as audits of revenue recognition
whereas the net profit Company Only was Baht 3.61 million. Compared with the same period last year, the net profit increased by Baht 24.73 million or 36.41 % and decreased by Baht 92.54 million or 96.25
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
that only the original Thai text has legal force and that this English trans submit information and documents evidence as per the form and procedures provided in the Office’s electronic work system, and