less than one hundred million baht; and (2) One hundred million baht from 1 January 2012 onwards. Clause 6. This Notification shall come into force as from 1 June 2008. Notified this 8th day of May 2008
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 63/2559 Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer
only to institutional investors whose business does not fall under (1)(c)1, 2 or 3; (4) one million baht for securities business that does not fall under (1)(2) or (3). Clause 4 This Notification shall
this English translation is strictly for reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers
reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers __________________ By virtue of Section 9 and
Exchange Commission Notification of the Securities and Exchange Commission No. KorThor/Nor/Yor. 47/2546 Re: Determination of Fees for the Operation of Licensed Businesses _____________ By virtue of Section
specified in the notification of the Office. The balance sheet shall be examined and an opinion given thereon by an auditor approved by the Office to be the auditor for such financial year. Such auditor shall