Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
disputes incidental to or resulted from the derivatives business. Such written agreement shall be made at the first opportunity possible but shall not exceed one year as from the date this Notification
/Form (Notification of Securities and Exchange Commission) List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Supporter Quota (Form 35-IPO-1M) 4. Circular 10
damages arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No. KorKhor. 7/2551 Re: Determination of Paid-Up Registered Capital of Securities
less than one hundred million baht; and (2) One hundred million baht from 1 January 2012 onwards. Clause 6. This Notification shall come into force as from 1 June 2008. Notified this 8th day of May 2008
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 63/2559 Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer
only to institutional investors whose business does not fall under (1)(c)1, 2 or 3; (4) one million baht for securities business that does not fall under (1)(2) or (3). Clause 4 This Notification shall