in Notifications concerning Securities Offering. Clause 3 This Notification shall apply to the offering of newly issued units of an infrastructure trust which is a trust with an objective is to invest
Exchange Act B.E. 2535 (1992) or the Derivatives Act B.E. 2546 (2003), and the Notifications issued by virtue of such laws regarding management in the manner of deceit, fraud, dishonesty relating to offence
as defined by Clause 40 or Notifications relating to such repealed notification , if such application and evidential documentation have been submitted completely and accurately in accordance with the
the Notifications issued by virtue of such laws regarding management in the manner of deceit, fraud, dishonesty5 relating to offence against property, or lacking due care, loyalty or practice on code of
regulations: Clause 1 This Notification shall come into force from 1 April 2013. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 10
following notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2552 Re: Application and Approval for Offer for Sale of Newly Issued Structured Notes dated
instruments or financial transactions: (1) shares of an investment company; (2) unit trust certificates; (3) instrument or evidentiary documentation showing the right in the assets of foreign collective
fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the
brokerage, securities dealing or undertaking of investment units All mutual fund supervisors No. Nor Jor.(Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border