investment advisory service under the Law on Securities and Exchange. 3 Clause 4 This Notification shall apply to application for license and issuance of derivatives business licenses as follows: (1
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares (No. 3)
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued underlying Shares (No. 2)
Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares
, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation of computer system. Clause 5
personnel in such units. However, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation