. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth

E_1 Legal_FA_2015_12_29-c A WWCCoorrppLL44..11hhiigg A Executive Summary 1 Management Discussion and Analysis For the Year Ended December 31, 2017 In 2017, Thai economic growth gained traction, buoyed by strong recoveries in tourism and exports. This growth momentum is expected to carry on into 2018, especially amid a brighter outlook in public and private investment. Nonetheless, the business sector remained challenged by new modes of competition in a broader marketplace amid the advancing digi...

for the quantity in excess of the minimum purchase requirement, as specified in the agreement, with retroactive effect from 1 April 2017. 4. Total value and the criteria for determining the

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as

, effective April 1, 2019. KBank has in place relevant procedures to accommodate the new regulation, which is summarized below: 1. Minimum down payment or the loan-to-value ratio (LTV) has been established to

operators*. The key points of the draft regulations are as follows:  (1) To revise the minimum capital requirement to support digital asset business operations. This includes revising the net capital (NC

sufficiently support capital market growth. Essentially, the amendments will (1) lower the requirement regarding audit experience from a minimum of ten years to 7 years; (2) lessen the requirement on a

authorized director Ornpaphat, had solicited the public to make an investment with the company via social media based on a scheme of minimum 100,000-baht investment for 12 months to earn a return of 15 percent

scheme of minimum 100,000 baht investment for 12 months to earn a high return of 15 percent per annum.  In the case of Lederer (Thailand) and its authorized director Kanyakorn Supakarnkachareon, investors

maintain the minimum net capital of B15 million (or at least B25 million if holding derivatives agent license). In addition, securities companies must maintain the minimum net liquid capital of at least 7