promoting responsible investment of institutional investors. SEC Secretary-General Rapee Sucharitakul said: ?The Code is another initiative to build confidence in the capital market in line with the

listed in a secondary market must be a public company limited and have investor protection measures under the law (the Public Limited Companies Act, B.E. 2535 (1992)). The draft regulations would relax

extension would create credibility and confidence in the operation of business operators as well as the execution of transactions in the capital market and the digital asset market in line with international

procedures to ensure that investment consultants regularly distribute investment research to investors. Lack of investment research on small and medium market capitalization listed companies was concerned by

and foreign issuers and to increase measures for protecting investors.   The SEC is therefore conducting this public hearing on the proposed amendments to the regulations for securitized bonds with

establishing SSF listed securities from today onwards.”  At the cabinet meeting on 10 March 2020, the cabinet approved several measures in the first-phase relief package to reduce both direct and

management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures

the chip, in which case licensed companies would be allowed to adopt reasonable risk-based measures instead of ID card dip chip. In addition, the licensed companies offering occasional transaction

forms in order to have sufficient information to supervise the aforementioned risks and to provide appropriate measures to respond to the case of such events, which could immediately slow down or

(2) of the Notification of the Capital Market Supervisory Board No. TorNor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Fund dated 10 January 2011