trading and clearing and settlement of listed securities to the Securities and Exchange Commission, to be in line with international standards, (2) restructuring the SET Board of Governors structure to
regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint a private fund marketing representative and a representative for
Commission regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint a private fund marketing representative and a
Notification of the Office of the Securities and Exchange Commission regarding approval for investor contacts and standards of conduct; (2) In case of a juristic person, the management company shall only appoint
asset management companies. In addition, this initiative encourages the disclosure of sustainability-related information of sustainable fund according to SRI Fund standards which helps to reduce the risk
business sectors. In so doing, the SEC cooperates and discuss with the Association of Investment Management Companies (AIMC) to amend the regulations for calculation and announcement of net asset value
Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
IOSCO members shared perspectives and operating guidelines on critical issues. These included sustainable finance in accordance with disclosure standards, consistent and comparable perspectives and
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this
SEC intends to revise its regulations on information disclosure of green bond offering for those who need to issue and offer green bonds in compliance with international standards. Additional