Clause 136 Repealed. Clause 13/17 The derivatives broker, who provides advice to clients by a foreign derivatives business operator, shall undertake the following acts: (1) consider and select a foreign
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of
Following a public hearing on the proposal to amend the capital adequacy requirements for business operators to ensure that they have sufficient capital to address business risk and maintain
fund (RMF) and maintain the same benefits given to active PVD members in the event that the employers? PVD is dissolved or the employees? membership ends. The Capital Market Supervisory Board (CMSB) has
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Platform of Choice” in order to maintain existing clients with good track records while also broadening opportunities to acquire new patrons via digital channels. KASIKORNBANK has established its business
maintain the Net Debt to Equity Ratio of 3.25:1 according to the consolidated financial statements ending 30 June 2024; Agenda item 2: Cancellation of the bond issuer’s duty to maintain the