limit. Share issuers must disclose such information sufficiently and publicly.  As to more complicated corporate governance aspects and information that is less accessible and difficult for investors to

limit. Share issuers must disclose such information sufficiently and publicly.  As to more complicated corporate governance aspects and information that is less accessible and difficult for investors to

methods for submission of trading orders. Institutional investors submitted trading orders at market price (market order) while retail investors submitted trading orders with specific prices (limit order

for the clients trading securities under cash balance rule or those transferring high volume of securities into their accounts to increase their credit limit and later transferring such securities out

funds for accredited investors (AIs) investing in securities listed on the exchanges in the Greater Mekong Sub-region (GMS) and mutual fund without derivatives investment limit. The SEC also urged the

said criteria will be announced.Vorapol Socatiyanurak, SEC Secretary-General said, ?Under the revised criteria,  all shares having high turnover ratio will be listed on the Turnover List as the limit of

trial); (3) procure an efficient market surveillance system which shall include at least the following requirements: (a) an information recording system that provides accurate and up-to-date unique

carried out in accordance with the policy, investment objective, and investment limit of each particular fund. Guidelines 3.2.1 Investment Consideration (1) Prescription of the structure, roles and duties

investment limit of each particular fund. Guidelines 3.2.1 Investment Consideration (1) Prescription of the structure, roles and duties of the investment committee. (2) Prescription of factors for investment

อัตราส่วนการลงทุนตามภาคผนวกนี้ใช้ส าหรับการลงทุนของกองทุน AI เพื่อให้เป็นไปตาม อัตราส่วนการลงทุนในเร่ืองต่าง ๆ ดังนี้ 1. single entity limit (ไม่ใช้กับกองทุนรวมส าหรับผู้ลงทุนในต่างประเทศ) 2. group limit (ไม่