unlicensed DA business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list of licensed business operators is

on Digital Asset Businesses B.E. 2561 (2018).  The public and investors can verify the list of licensed business operators on the SEC website at www.sec.or.th or through the SEC Check First application

nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension

at www.smarttoinvest.com. In addition, the licensed digital asset business operators check list is available at the Digital Asset Section on www.sec.or.th or via SEC Check First application. To submit

-General.   The list of licensed digital asset business operators is available at www.sec.or.th under the topic, Digital Assets or via SEC Check First application. For inquiries or submission of tips

licensed digital asset business operators is available at www.sec.or.th and SEC Check First application. For inquiries or submission of tips related to suspicious acts, please contact the SEC Public Service

business operators licensed as wealth advisor will be disclosed at the same time. Relevant rules are available for download at (http://capital.sec.or.th/webapp/nrs/data/7703s.pdf and http

benefits and long-term returns. The foreign investors proceeded accordingly and suffered loss as a result.Neither Global Consultant nor Mr. Robbirt was licensed to operate securities business pursuant to the

inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and

Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under