Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company
: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
CIS operator ที่จะมาเสนอขายหน่วยลงทุนต่างประเทศในไทยได้โดยตรง โดยไม่จำเป็นต้องกำกับดูแลผ่านตัวแทนขายในไทย (local intermediary) ทั้งนี้ สำนักงานได้ดำเนินการยกร่างประกาศที่เกี่ยวข้องจำนวน 11 ฉบับ (+ Form
offered in Thailand This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be submitted to the SEC Thailand within 45 days after the last day of each
personnel in the capital market. The event was held on 28 June 2024 in Bangkok. Mrs. Charuphan Intararoong, SEC Assistant Secretary-General, Intermediary and Market Supervision Division, delivered the
, utilize Open Data for user benefits, integrate ESG aspects into intermediary businesses for analysis and investor recommendations, and support responsible business operations. Additionally, coordination
clients that should not be disclosed and has become known by an intermediary through its operation of securities business or derivatives business; “investment” means an acquisition, disposal or holding of
information related to clients that should not be disclosed and has become known by an intermediary through its operation of securities business or derivatives business; “ investment ” means an acquisition
cumulative tax losses can be used. In the year 2017 : Asset and liability, there were current asset 445.02 Million Baht increased 141.42 Milllion Baht from 2016, as the result of cash flow from operation and