penetration testing frequency to once every three years, increasing controls for generic user accounts, and maintaining incident records for at least two years with root cause analysis; (4) To adjust the
digital asset investment activities. Additionally, DA operators are required to retain the accurate, complete and updated records mentioned above for at least five years from the date of such operations
transactions as selling off the said assets will cause ADAM to be considered as a cash company. As a result, ADAM might be posted ?NP? (Notice Pending) by the Stock Exchange of Thailand (SET) prior to being
currently designed and developed by ADAM. In addition, the acquisition would allow ADAM to resume trading on the Stock Exchange after the third quarter of this year. The SEC therefore advises that the ADAM
advance notice, if the outsourcees are: financial institutions, subsidiaries of the business operator, audit firms where the SEC-approved auditors work, the Stock Exchange of Thailand or its subsidiaries
reference. 4 Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals
reference. Notification of the Securities and Exchange Commission No. Kor Khor. 8/2554 Re: Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals
Page 1 of 7 Form 35 – foreign ETF Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy
Securities and Exchange Commission No. Sor Thor. 29/2559 Re: Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses ________________________ By virtue of Clause 5 (1), in