securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information concerning operation of securities
who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสง่ขอ้มลูอเิล็กทรอนกิส์ ของเจา้หนา้ทีป่ฏบิตักิาร SEC Classification : ใชภ้ายใน (Internal) 2©Copyright เลอืกบรษิทัที
PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 1 สงิหาคม 2565 การสง่ขอ้มลูอเิล็กทรอนกิส์ ของผูม้อี านาจผกูพนัของกจิการ SEC Classification : ใชภ้ายใน (Internal) 2©Copyright ไดร้บั
capital market, investment management, or branch management of the applicant; (c) work related to control, supervision and management of business units concerning operation, compliance, internal audit or
responsible units and other personnel, internal control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing
responsible units and other personnel, internal control and risk management regarding the operation of the agricultural derivatives business according to the type of license, including measures for overseeing
, ( 4 transactions in Land and Buildings of NMG and Land, Building and Machines of WPS) as well as, to specify the details of scope of authorization for divestment of assets through bidding process to be
, ( 4 transactions in Land and Buildings of NMG and Land, Building and Machines of WPS) as well as, to specify the details of scope of authorization for divestment of assets through bidding process to be
, ( 4 transactions in Land and Buildings of NMG and Land, Building and Machines of WPS) as well as, to specify the details of scope of authorization for divestment of assets through bidding process to be