1 Applicant’s personal record and audit firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of this

In addition, there will be three director-level switches, namely:  1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management

cryptocurrencies. In this regard, Bitkub by Mr. Sakolkorn acknowledged such action but did not oppose. Bitkub’s offence was resulted from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief

the instruction or the failure to give instruction of Mr. Poramin, Chief Executive Officer and authorized director, which is duly required to be performed. 12/07/2022 agreed to comply with civil

from the instruction or the failure to give instruction of Mr. Mikalai, managing director, which is duly required to be performed. 27/09/2022 referred the case to a state attorney for filing a lawsuit

from the instruction or the failure to give instruction of Mr. Mikalai, managing director, which is duly required to be performed. 27/09/2022 referred the case to a state attorney for filing a

from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief Executive Officer and authorized director, which is duly required to be performed. 10/01/2023 agreed to comply with

offence was resulted from the instruction or the failure to give instruction of Mr. Poramin, Chief Executive Officer and authorized director, which is duly required to be performed. 16/01/2023 agreed to

Expo’s offence was resulted from the instruction or the failure to give instruction of Mr. Mikalai, managing director, which is duly required to be performed. 17/08/2023 referred the case to a state

offence was resulted from the instruction or the failure to give instruction of Mr. Poramin, Chief Executive Officer and authorized director, which is duly required to be performed. 30/01/2023 agreed to