Custody of Assets of Clients by Licensed Derivatives Brokers
Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
complying with the ARFP rules would be entitled for public offerings in the host country through licensed selling agents.Similar to the ASEAN Collective Investment Schemes (ASEAN CIS) which has been launched
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed
Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as
คอร์รัปชัน(Anti-corruption Progress Indicator : "Indicator") นั้น สำนักงานขอเรียนว่า ผลการประเมิน Indicator ของผู้ประกอบธุรกิจทุกรายจะเปิดเผยบนเว็บไซต์ของสำนักงานประมาณเดือนกันยายน 2558 ทั้งนี้