Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies. The paperless
applications and expanded use of banking agents. Commercial banks are required to have in place appropriate risk and service user management procedures. If services are offered via other channels that are not
Don’ts of Investment, and key information to review before making investment decisions. The event took place on 4 November 2024 in Nakhon Pathom Province.
Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), participated in a meeting with Mr. Varavongsa Ramangkura, Vice Minister of Commerce; Ms. Nusara
Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of
The Securities and Exchange Commission (SEC) organized a virtual training session on “Ethical and Moral Standards of the SEC Staff and the Building of Trust and Confidence in the SEC”. The online
fundamental skills are essential for efficiently managing personal finance in the future. The event took place on 22 April 2024, at KMUTT.Ms. Sireethorn Civilize, SEC Assistant Director of Investment Management
lectures, aimed at enhancing the learning skills related to the duties of public sector officers involved in police work. The event took place on 18 June 2025 at the SEC Building.
to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the
Ms. Suttiporn Hinrit Ms. Suttiporn Hinrit, Chief Financial Officer, who is responsible for the operation of Richy Place 2002 Public Company Limited ("RICHY"), shall be liable for RICHY’s