receipt (DR). Convertible Securities: warrant or convertible debenture or other securitiesconvertible to stock. In case of group report, disclose the changes in the holding of individuals, thegroup

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the

already investigated TTA shareholding structure and request explanation from relevant persons. Under the SEC regulations, any person and persons hold or announce intention to hold at least 25% stake in TTA

Mr. Sakorn Suksriwong Mr. Sakorn Suksriwong, at the time he was holding the position of director of BFIT Securities Public Company Limited (BSEC) (Now being voluntary delisted from the SET), the Vice

No UN/SET/HO/A61/011503 15th January 2018 Subject: Clarification of the Connected Transaction in the company’s asset disposal Attention: President of the Stock Exchange of Thailand Unique Engineering

brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker under the law on derivatives

brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker under the law on derivatives

undertake securities business in the category of brokerage, dealing or underwriting of investment units; (2) “Derivatives broker” means any person licensed to undertake derivatives business in the category of

any person directly or indirectly holding shares of securities company in excess of ten percent of voting shares of such company.Where a securities company issues shares with different voting rights

Mr. Pranay Kothari Mr. Pranay Kothari, an Executive Director and representative of juristic person of Polyplex Corporation Limited (“PCL”), PCL which holds more than 5 percent shares in Polyplex