Administrative Procedure under the Derivatives Act B.E. 2546 and Trust for Transactions in the Capital Market Act B.E. 2550 (No. 2)

Qualifications and Procedures for Appointment of Administrative Panel (No. 2)

Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2)

Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)

Determination of Fees for Undertaking Business of Licensed Derivatives Exchange

Rules on Exemption of Trust Certificates Issued by Private Equity Trust from the Provisions regarding Offering for Sale of Securities to Public

been fined for any offense under the laws governing securities and exchange in respect of unfair activities on securities trading or under any foreign laws of similar natures; (11) Having his or her

securities and exchange in respect of unfair activities on securities trading or under any foreign laws of similar natures; (11) Having his or her approval for acting as a mutual fund manager or a private fund

Notification of the Office of the Securities and Exchange Commission Published in Government Gazette Vol. 118 Section: Special 95 Ngor Date: 28 Sept. 01 (Translation) U Readers should be aware that

Supervisor ______________________ In pursuance of the Notification of the Office of the Securities and Exchange Commission governing the qualifications of the mutual fund supervisor – one such qualification